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SEBI Circular on simplification of KYC process and rationalisation of Risk Management Framework at KYC (Know Your Client) Registration Agencies (KRAs).

Notice Dated  :  15/09/2023

Sub.  :  SEBI Circular on simplification of KYC process and rationalisation of Risk Management Framework at KYC (Know Your Client)

Registration Agencies (KRAs).

 

Attention of the investment advisers is drawn to SEBI circular no. SEBI/HO/MIRSD/FATF/P/CIR/2023/0144 dated August 11, 2023 on simplification of KYC process and rationalisation of Risk Management Framework at KYC (Know Your Client) Registration Agencies (KRAs). The link to the said paper is provided below :

 

https://www.sebi.gov.in/legal/circulars/aug-2023/simplification-of-kyc-processand-rationalisation-of-risk-management-framework-at-kras_75250.html

 

All Investment Advisers are requested to take note of the same.

 

 

For and on behalf of BSE Administration & Supervision Ltd.

 

 

 

Neeky Subramaniam                                  Manjiri Nimkar                                                                                    

Associate Manager                                      Associate Manager