Securities and Exchange Board of India
SEBl/NRO/NRO/NRO/P/OW/2024/5460/1
February 07, 2024
Ms. Garima Gupta
Proprietor- SNT Consultants/www.sureniftytips.in
House No.414, Near bank Patiala, Ward No. 1, 5
Palwal 121102
It has come to our notice that SNT Consultants (proprietor Ms. Garima Gupta {PANAGWPG0090L}) of was involved in providing unregistered investment advisory related services in securities market through the website www.sureniftytips.in without obtaining registration from SEBI under the capacity of Investment Advisor. The said unregistered activity was in violation of various provisions/sections of SEBI Act, 1992, SEBI Regulations, Rules and Circulars made thereunder.
The aforesaid unregistered investment advisory activity carried out by SNT Consultants have been viewed very seriously and you are therefore warned to be careful in future and not to indulge in any kind of unregistered securities market related activity, failing which action may be initiated in accordance with provisions of SEBI Act, 1992 and Regulations, Rules and Circulars made thereunder.
If in future, you are found to be involved in violation of any provisions/sections of SEBI Act, 1992 SEBI Regulations, Rules and Circulars made thereunder, the appropriate action may be initiated against you.
Deepshikha Nayyar
Assistant General Manager
Northern Regional Office
Division of Investor Complaints
Email- [email protected]
