MIRSD/ DPSIII/ Cir-24/ 08
July 25, 2008
Merchant Bankers
Dear Sir/s,
Sub: Designated e-mail ID for regulatory communication with SEBI
Attention is drawn to the SEBI circular MIRSD/DPSIII/Cir-21/08 dated July 7, 2008 wherein SEBI has advised the Registrars to an Issue/ Share Transfer Agents, Debenture Trustees, Bankers to Issue, Credit Rating Agency and Underwriters to create and communicate to SEBI a designated e-mail id for regulatory communications.
SEBI has already put in place a system for issuance of digitally signed circulars with respect to stock exchanges, depositories and merchant bankers. However, it is observed that some of the e-mail ids available with SEBI are not exclusive e-mail ids but are personal e-mail ids.
Hence, the Merchant Bankers are also advised to create a designated e-mail id for regulatory communications. This e-mail id shall be an exclusive e-mail id only for the above purpose and should not be a person-centric e-mail id.
The Designated e-mail ID shall be communicated to SEBI at [email protected] as per the format prescribed at Annexure A, latest by August 8, 2008.
Yours faithfully,
MANOJ KUMAR
Encl: Annexure A
Annexure A
Format for sending the Designated e-mail ID for regulatory communication with SEBI
- The file should be an excel file.
- The name of the file and the subject of the email shall specify the type of intermediary and the name of the intermediary. For example – “Merchant Banker – XUZ co. Ltd.”
- The file shall contain the following details:
Name | Address | Category | Registration No | Designated e-mail id | Name of compliance officer |
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4. The file shall be e-mailed to [email protected].