AIF

233 posts

CIR/IMD/DF/14/2014

AIF

Guidelines on disclosures, reporting and clarifications under AIF Regulations

CIR/IMD/DF/14/2014

AIF

Guidelines on disclosures, reporting and clarifications under AIF Regulations

Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there under

CIR/MIRSD/1/2014 March 12, 2014

AIF AML IA MFD PMS RA

Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) Obligations of Securities …

SEBI (Certification of Certification of Associated Persons in the Securities Markets) Regulations, 2007

F. No. 11/LC/GN/2007/4567. In exercise of the powers conferred by section 30 read with sections 11, 12 and 19 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations, namely:- […]

AIF IA MFD PMS RA

SEBI (Certification of Certification of Associated Persons in the Securities …

CIR/MIRSD/5/2013

AIF IA PMS RA

General Guidelines for dealing with Conflicts of Interest

Application for change in category of the Alternative Investment Fund

CIR/IMD/DF/12/2013

AIF