IA

363 posts

Order – Subham Traders

QJA/GR/ERO/ERO/29911/2023-24 | Unregistered Investment Advisory

IA

Order – Subham Traders

Revised process for submission of Off-Market Transfer

New Year Greetings !!! In light of SEBI Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/139 dated August 8, 2023, the process for submission of off-market transfer instructions (i.e., transfer of securities from one investor’s demat account to other investor’s demat account) has undergone […]

IA MFD PMS

Revised process for submission of Off-Market Transfer

Order – M/s A S Traders

QJA/GR/ERO/ERO/29912/2023-24 | Unregistered Investment Advisory

IA

Order – M/s A S Traders

Order – M/s Money Classic

QJA/GR/WRO/WRO/29910/2023-24 | INA000001431

IA

Order – M/s Money Classic

Extension of timelines for providing ‘choice of nomination’ in eligible demat accounts and mutual fund folios

SEBI/HO/MIRSD/POD-1/P/CIR/2023/193

IA MFD PMS

Extension of timelines for providing ‘choice of nomination’ in eligible …

Online Resolution of Disputes in the Indian Securities Market

SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 & SEBI/HO/OIAE/OIAE_IAD-3/P/CIR/2023/191

AIF IA MFD PMS RA

Online Resolution of Disputes in the Indian Securities Market