Date 03.01.2024 Implementation of Section 35 of Unlawful Activities (Prevention) Act 1967 – Designation of 2 Individuals as Terrorists under Section 35 of the UAPA and their listing In Schedule I/IV of the Act In terms of Clauses 49 and […]
IA
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Sr. No. Category of Violation Violation Observed 1 Redressal of Client grievances • Failure to redress client’s grievances within the timelines specified under SEBI circulars. • RA has failed to publish updated and correct complaints data on its website. • […]
New Year Greetings !!! In light of SEBI Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/139 dated August 8, 2023, the process for submission of off-market transfer instructions (i.e., transfer of securities from one investor’s demat account to other investor’s demat account) has undergone […]