IA

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FAQs

FAQ’s – Code of Advertisement for Investment Advisers

WTM/SM/SRO/SRO/26040/2023-24 | Unregistered Investment Advisory

Order – Global Advisors

20230427-03

Advertisement code for Investment Advisers (IA).

Procedure for implementation of Section 12A of the Weapons of Mass Destruction and their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005 – Directions to stock exchanges and registered intermediaries.

SEBI/HO/MIRSD/MIRSD-SEC-5/P/CIR/2023/062

AIF IA PMS RA

Procedure for implementation of Section 12A of the Weapons of …

SEBI/HO/MIRSD/ MIRSD-PoD-2/P/CIR/2023/52

IA RA

Usage of brand name/trade name by Investment Advisers (IA) and …

Notice No. : 20230406-01 Notice Dated : 06/04/2023 Sub. : Advertisement code for Investment Advisers (IA). A copy of circular No. SEBI/HO/MIRSD/MIRSD-PoD-2/P/CIR/2023/51 dated April 05, 2023 issued by Securities & Exchange Board of India in respect of Advertisement […]