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Warning Letter – Garima Gupta

Unregistered Investment Advisory

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Warning Letter – Garima Gupta

CONSULTATION PAPER TO REVISE AND REVAMP NOMINATION FACILITIES IN THE INDIAN SECURITIES MARKET Chapter 1: Preface Investor protection is the basis of policy initiatives undertaken by SEBI for streamlining the functions of the Indian Securities Markets. As a way […]

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Consultation Paper to Revise & Revamp Nomination Facilities in the …

QJA/GR/MIRSD/MIRSD-SEC-4/30007/2023-24 | INA100003949

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Order – Paisabazaar Marketing & Consulting Private Limited

QJA/GR/NRO/NRO/30010/2023-24 | Unregistered Investment Advisory

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Order – Saurabh Verma

Unregistered Portfolio Management Services

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Order – Nishaan Singh

QJA/AA/MIRSD/MIRSD-SEC-2/29989/2023-24 | INA000005358

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Order – Equity 99