MFD

114 posts

Centralized mechanism for reporting the demise of an investor through KRAs

SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/0000000163

AIF IA MFD PMS RA

Centralized mechanism for reporting the demise of an investor through …

Nomination for Mutual Fund Unit Holders – Extension of timelines

SEBI/HO/IMD/IMD-I POD1/P/CIR/2023/160

IA MFD PMS

Nomination for Mutual Fund Unit Holders – Extension of timelines

Extension of timelines (i) for nomination in eligible demat accounts and (ii) for submission of PAN, Nomination and KYC details by physical security holders; and voluntary nomination for trading accounts

SEBI/HO/MIRSD/POD-1/P/CIR/2023/158

IA MFD PMS

Extension of timelines (i) for nomination in eligible demat accounts …

SEBI/HO/OIAE/IGRD/CIR/P/2023/156

AIF IA MFD PMS RA

Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) …

Consultation paper on association of SEBI Registered Intermediaries/Regulated Entities with Unregistered Entities (including Finfluencers)

1. Objective 1.1. The objective of this paper is to seek public comments on a proposal to restrict the association of SEBI registered intermediaries/regulated entities with unregistered ‘finfluencers’. 2. Background 2.1. In recent times, activities of financial influencers (‘finfluencers’) have […]

AIF IA MFD PMS RA

Consultation paper on association of SEBI Registered Intermediaries/Regulated Entities with …

Consultation Paper on permitting increased participation of Non – Resident Indians (NRIs) and Overseas Citizens of India (OCIs) into SEBI registered Foreign Portfolio Investors (FPIs) based out of International Financial Services Centres (IFSCs) in India and regulated by the International Financial Services Centres Authority (IFSCA)

1. Objective: To enhance investments by FPIs in India by facilitating increased participation from NRIs and OCIs as constituents of FPIs that are based out of IFSCs in India and regulated by IFSCA, while putting in place adequate measures to […]

AIF IA MFD PMS RA