PMS

242 posts

Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there under

SEBI/HO/MIRSD/MIRSD-SEC-5/P/CIR/2023/022

AIF AML IA MFD PMS RA

Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing …

Change in control of Portfolio Managers providing Co-investment services

SEBI/HO/IMD/IMD-PoD-1/P/CIR/2023/8

PMS

Change in control of Portfolio Managers providing Co-investment services

Consultation Paper on Strengthening the Investor Grievance Redressal Mechanism in the Indian Securities Market by harnessing Online Dispute Resolution mechanisms

Consultation paper to extend the MII administered mediation & conciliation for all market intermediaries

AIF IA MFD PMS RA

Consultation Paper on Strengthening the Investor Grievance Redressal Mechanism in …

Performance Benchmarking & Reporting of Performance by Portfolio Managers

SEBI/HO/IMD/IMD-PoD-2/P/CIR/2022/172

PMS

Performance Benchmarking & Reporting of Performance by Portfolio Managers

Order – Karvy Stock Broking Ltd.

CGM/AA/QJC-1/IMD/IMD-II_DOF7/21673/2022-23 | INP000001512

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Order – Karvy Stock Broking Ltd.

Order – Multibagger Securities

ED/MK/NRO/NRO/21306/2022-23 | Rejection of the application for registration as a portfolio manager

PMS

Order – Multibagger Securities