PMS

242 posts

RTA inter-operable Platform for enhancing investors’ experience in Mutual Fund transactions / service requests

SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/604

AIF IA MFD PMS

RTA inter-operable Platform for enhancing investors’ experience in Mutual Fund …

Nomination for Eligible Trading and Demat Accounts

SEBI/HO/MIRSD/RTAMB/CIR/P/2021/601

IA MFD PMS

Nomination for Eligible Trading and Demat Accounts

PMS

Informal Guidance – Purnartha

SEBI Circular 2021/564

PMS

Procedure for seeking prior approval for change in control of …

Comprehensive FAQs on SEBI (PIT) Regulations 2015

Preface 1. In order to keep pace with the evolving market dynamics, SEBI (Prohibition of Insider Trading) Regulations, 2015 have been amended from time to time. With an objective to provide greater clarity on several concepts related to the SEBI […]

AIF IA PMS

Comprehensive FAQs on SEBI (PIT) Regulations 2015

Transfer of business by SEBI registered intermediaries to other legal entity

SEBI/HO/MIRSD/DOR/CIR/P/2021/46

AIF IA PMS