PMS

242 posts

Inter-Governmental Agreement with United States of America under Foreign Accounts Tax Compliance Act – Registration

CIR/MIRSD/ 2/2014

AIF IA MFD PMS RA

Inter-Governmental Agreement with United States of America under Foreign Accounts …

Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there under

CIR/MIRSD/1/2014 March 12, 2014

AIF AML IA MFD PMS RA

Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) Obligations of Securities …

SEBI (Certification of Certification of Associated Persons in the Securities Markets) Regulations, 2007

F. No. 11/LC/GN/2007/4567. In exercise of the powers conferred by section 30 read with sections 11, 12 and 19 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations, namely:- […]

AIF IA MFD PMS RA

SEBI (Certification of Certification of Associated Persons in the Securities …

CIR/MIRSD/5/2013

AIF IA PMS RA

General Guidelines for dealing with Conflicts of Interest

Guidelines for providing dedicated Debt Segment on Stock Exchanges.

CIR/MRD/DP/03/2013

AIF IA MFD PMS RA

Guidelines for providing dedicated Debt Segment on Stock Exchanges.

IMD/DoF1/SP/JK/27296/2012 December 7, 2012 Sub: Request from HSBC Securities Services for interpretative letter under SEBI (Informal Guidance) Scheme, 2003 – Guidance in relation to proposed structure and transaction flow to address regulatory requirements for a Portfolio […]

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