PMS

242 posts

Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money-laundering Act, 2002 and Rules framed there under

SEBI/HO/MIRSD/SEC-FATF/P/CIR/2023/0170

AIF AML IA MFD PMS RA

Amendment to the Guidelines on Anti-Money Laundering (AML) Standards and …

Master Circular on Know Your Client (KYC) norms for the securities market

SEBI/HO/MIRSD/SECFATF/P/CIR/2023/169

AIF AML IA MFD PMS RA

Master Circular on Know Your Client (KYC) norms for the …

APMI Circular 10 – Formats for the 4 Annual Compliance Reports

APMI/2023-24/10

PMS

APMI Circular 10 – Formats for the 4 Annual Compliance …

Provision for Submission of Compliance Reports of PMS through the SEBI Intermediary Portal.

To: Principal Officers + Compliance Officers of APMI Members and NonMembers & Portfolio Mangers not registered with APMI. From: Principal Officer. Subject: Provision for Submission of Compliance Reports of PMS through the SEBI Intermediary Portal. Date: 23rd October 2023 Dear […]

PMS

Provision for Submission of Compliance Reports of PMS through the …

Centralized mechanism for reporting the demise of an investor through KRAs

SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/0000000163

AIF IA MFD PMS RA

Centralized mechanism for reporting the demise of an investor through …

CKYC/2023/04

AIF IA PMS RA