RA

148 posts

Order – Manish Goel (Manish Kr Goyal)

Order/SM/S./2023-24/28603

RA

Order – Manish Goel (Manish Kr Goyal)

Securities and Exchange Board of India (Alternate Dispute Resolution Mechanism (Amendment) Regulations, 2023

SECURITIES AND EXCHANGE BOARD OF INDIA (ALTERNATIVE DISPUTE RESOLUTION MECHANISM) (AMENDMENT) REGULATIONS, 2023 SEBI/LAD–NRO/GN/2023/137.—In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the […]

AIF IA MFD PMS RA

Securities and Exchange Board of India (Alternate Dispute Resolution Mechanism …

Simplification of KYC process and rationalisation of Risk Management Framework at KYC (Know Your Client) Registration Agencies (KRAs)

SEBI/HO/MIRSD/FATF/P/CIR/2023/0144

AIF IA MFD PMS RA

Simplification of KYC process and rationalisation of Risk Management Framework …

Master Circular for Online Dispute Resolution

SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/145

AIF IA MFD PMS RA

Master Circular for Online Dispute Resolution

Corrigendum cum Amendment to Circular dated July 31, 2023, on Online Resolution of Disputes in the Indian Securities Market

SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/135

AIF IA MFD PMS RA

Corrigendum cum Amendment to Circular dated July 31, 2023, on …

Consultation Paper on collating and defining use cases of Financial Information Users in the Account Aggregator Framework in Securities Markets

Consultation Paper

AIF IA MFD PMS RA

Consultation Paper on collating and defining use cases of Financial …