RA

153 posts

Redressal of investor grievances through SEBI Complaints Redress System (SCORES) platform

CIR/OIAE/1/2014 | SCORES

AIF IA PMS RA

Redressal of investor grievances through SEBI Complaints Redress System (SCORES) …

Information regarding Grievance Redressal Mechanism

CIR/MIRSD/3/2014

AIF IA MFD PMS RA

Information regarding Grievance Redressal Mechanism

Inter-Governmental Agreement with United States of America under Foreign Accounts Tax Compliance Act – Registration

CIR/MIRSD/ 2/2014

AIF IA MFD PMS RA

Inter-Governmental Agreement with United States of America under Foreign Accounts …

Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there under

CIR/MIRSD/1/2014 March 12, 2014

AIF AML IA MFD PMS RA

Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) Obligations of Securities …

SEBI (Certification of Certification of Associated Persons in the Securities Markets) Regulations, 2007

F. No. 11/LC/GN/2007/4567. In exercise of the powers conferred by section 30 read with sections 11, 12 and 19 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations, namely:- […]

AIF IA MFD PMS RA

SEBI (Certification of Certification of Associated Persons in the Securities …

CIR/MIRSD/5/2013

AIF IA PMS RA