RA

151 posts

Frequently Asked Questions(FAQ’s) on responsible handling of unauthenticated market related news or rumours by SEBI Registered Intermediaries – Circular No. Cir/ISD/1/2011 & addendum thereof Background It is a fact that unauthenticated market related news or rumours can adversely affect normal […]

AIF FPI IA MB MFD PMS RA

FAQs Unauthenticated news or rumours

Guidelines in pursuance of the SEBI KYC Registration Agency (KRA) Regulations, 2011 and for In-Person Verification (IPV)

MIRSD/Cir- 26 /2011

AIF IA PMS RA

Guidelines in pursuance of the SEBI KYC Registration Agency (KRA) …

Uniform Know Your Client (KYC) Requirements for the Securities Markets

MIRSD/SE/Cir-21/2011

AIF AML IA MFD PMS RA

Uniform Know Your Client (KYC) Requirements for the Securities Markets

Revised procedure for seeking prior approval for change in control through single window

CIR/MIRSD/14/2011

AIF IA PMS RA

Revised procedure for seeking prior approval for change in control …

Discussion Paper on Outsourcing of Activities Related to Intermediation Services

Consultation Paper

AIF IA MFD PMS RA

Discussion Paper on Outsourcing of Activities Related to Intermediation Services

Master Circular on AML/CFT

CIR/ISD/AML/3/2010

AIF AML IA MFD PMS RA

Master Circular on AML/CFT