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BSE – Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers and Timeline for submission of periodic reports

NOTICES
 
Notice No. 20241028-37 Notice Date 28 Oct 2024
 
Category Others Segment IA/RA
 
Subject Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers and Timeline for submission of periodic reports
 
Attachments Annexure 1.pdf ;
 
Content
 

SEBI has issued circular no. SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/147 dated October 25, 2024, regarding Annual Compliance Certificate for Client Level Segregation by non-individual Investment Advisers and timeline for submission of periodic reports. The said circular is attached as Annexure 1.

The enlisted Investment Advisers are advised to take a note of the same and ensure compliance.

For any clarifications, email on [email protected]

 

For & on behalf of BSE Ltd.

 

Johnson Chiriyath                                                            Meghana Kulkarni                              

General Manager                                                             Deputy General Manager

Membership Operations and                                         Membership Operations and

        Membership Compliance                                               Membership Compliance