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FAQ’s – Code of Advertisement for Investment Advisers

FAQs – Self Registration

1. Which intermediaries are referred to as MIRSD Intermediary (Direct)? MIRSD deals with registration of the following intermediaries a. Stock Brokers b. […]

Consultation Paper on providing option to Alternative Investment Funds and their investors to carry forward unliquidated investments of a scheme upon completion of its tenure

Objective 1. The objective of this consultation paper is to seek comments / views / suggestions from the public on a proposal […]

FAQs – Standardization of the Private Placement Memorandum (PPM) Audit Report

Frequently Asked Questions (FAQs) – Standardization of the Private Placement Memorandum (PPM) Audit Report 1. Does the audit report need to be […]

SEBI XML Template Definition v4.3

Securities and Exchange Board of India (SEBI) XML Template Definition Offsite Inspection cum Surveillance of PMS (Portfolio Managers) […]