If you are planning to apply under any of the following
- SEBI (Investment Advisers) Regulations 2013
- SEBI (Portfolio Managers) Regulations 2020
- SEBI (Alternate Investment Fund) Regulations 2012
- SEBI (Research Analysts) Regulations 2014
- AMFI ARN
We assist individuals, partnerships, companies and LLPs in making applications by
- Guiding on the requirement criteria and the documentation thereof
- Filling and filing of applications
- Assisting in responding to queries raised
If you are a Portfolio Manager or Investment Advisor or Research Analyst or Mutual Fund Distributor or Alternate Investment Fund, we offer provide support services for all your compliance requirements, viz.
- assistance in decoding the changing compliance requirements
- maintaining the compliance calendar under the applicable regulations.
- analysis of regulatory changes and their implication on your business
- updation of Disclosure Document (IA & PMS), PPM (AIF)
- compliances under the applicable regulations including policies required therein
- assistance with applicability of the Regulations to connected stake holders like distributors, etc.
We provide assistance for all the agreements and other documentation required under the applicable regulations
- Client on boarding documents
- Distribution agreements
- Client agreements
- Terms & conditions for emails, reports, website, etc.