Notice Dated : 31/08/2023 Sub. : SEBI consultation paper on association of SEBI Registered Intermediaries/Regulated Entities with Unregistered Entities (including Finfluencers). Attention of the investment advisers is drawn to SEBI consultation paper dated August 25, 2023 on association […]
Notice Dated : 31/08/2023 Sub. : SEBI consultation paper on mechanism for fee collection by SEBI Registered Investment Advisers and Research Analysts. Attention of the investment advisers is drawn to SEBI consultation paper dated August 25, 2023 on mechanism for […]
Notice Dated : 10/08/2023 Sub. : Online Resolution of Disputes in the Indian Securities Market. Attention of the investment advisers is drawn to SEBI Circular No. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023 and SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/135 dated August 04, 2023 (copies enclosed) in […]
