In order to keep pace with the evolving market dynamics, SEBI (Prohibition of Insider Trading) Regulations, 2015 (hereinafter “SEBI (PIT) Regulations, 2015″ or “PIT Regulations”) have been amended from time to time. With an objective to provide greater clarity on […]
FAQ Number II on Digital Client Onboarding Sr. No Query Reply of APMI 1 Require Clarification on Nominee Details in Bank, Demat and PMS Application. Nominee details have to be same across Bank, Demat and PMS application in case […]
FAQs on the MITC which is effective – 01/10/2024 (A) MTC Related Queries Sr. No. Query Clarification from APMI 1 When is the MITC needs to be signed? Pre-onboarding or post activation of PMS account? MITC needs to be signed […]
DISCLAIMER: These FAQs are prepared with a view to guide market participants on KYC norms for the securities market. For full particulars of law governing KYC norms, please refer to the PMLA and Rules framed thereunder and to the Acts […]
Offsite Data Are Co-investment Portfolio Managers required to submit data with respect to Offsite Inspection and Surveillance? Not Required Is the data with respect to Government Mandates such as EPFO, Coal Mines Provident Organizations, ESIC, NSDF etc. required to be […]
