THIS CHECKLIST DEALS ONLY WITH THE BROAD GUIDELINES FOR PROCESSING OF APPLICATIONS FOR REGISTRATION OF ALTERNATIVE INVESTMENT FUNDS. IT MAY BE NOTED HERE THAT THE CONTENTS OF THE CHECKLIST ARE SUBJECT TO CHANGE FROM TIME TO TIME
faq
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1. How are investment advisers regulated in India? The SEBI (Investment Advisers) Regulations, 2013 (“IA Regulations”) have been notified on January 21, 2013. The IA Regulations came into effect from April 21, 2013. The regulations specify conditions for registration, certification, […]
Preface 1. In order to keep pace with the evolving market dynamics, SEBI (Prohibition of Insider Trading) Regulations, 2015 have been amended from time to time. With an objective to provide greater clarity on several concepts related to the SEBI […]
1. Which intermediaries are referred to as MIRSD Intermediary (Direct)? MIRSD deals with registration of the following intermediaries a. Stock Brokers b. Depository Participants c. Merchant Bankers d. Registrar to an Issue and Share Transfer Agents e. Credit Rating Agency […]