informal guidance
47 posts
SEBI/IMD/DOF-1/OW/19288/2015 July 9, 2015 Subject: Request for a No Action letter under the SEBI (Informal Guidance) Scheme 2003. (1) This has reference to your letter dated April 07, 2015 […]
Sub: Request for Informal Guidance by way of interpretative letter under the provisions of SEBI( Informal Guidance) Scheme 2003, in connection with appointment of Custodian under Regulation 16B of SEBI(Portfolio Manager) Regulations 1993. (1) This has reference to your letter […]
IMD/DoF1/SP/JK/27296/2012 December 7, 2012 Sub: Request from HSBC Securities Services for interpretative letter under SEBI (Informal Guidance) Scheme, 2003 – Guidance in relation to proposed structure and transaction flow to address regulatory requirements for a Portfolio […]
IMD/PMS/162090/2009 May 04, 2009 Centrum Broking Pvt. Ltd., Centrum House, CST Road, Vidyanagari Marg, Kalina, Santacruz (East), Mumbai – 400098 Dear Sir, Sub: Request for Interpretive Letter […]