orders

186 posts

WTM/ASB/ WRO/WRO/ 22670 /2022–23 | Unauthorised use of Intermediary Name

Order – Yogendra Singh

QJA/VS/NRO/NRO/22624/2022-23 | Unregistered Investment Advisory

WTM/ASB/WRO/WRO/22668/2022-23 | INA000003510

QJA/AA/WRO/WRO/22665/2022-23 | Unregistered Investment Advisory | INH000008428

IA RA

QJA/AA/WRO/WRO/22645/2022-23 | Unregistered Investment Advisory

WTM/ASB/MIRSD/MIRSD-SEC-4/22586/2022-23 | Unregistered Investment Adviser