Sep 09, 2004 | Orders : Orders of Chairman/Members SECURITIES AND EXCHANGE BOARD OF INDIA ORDER IN THE MATTER OF APPLICATION FOR CERTIFICATE OF REGISTRATION OF WEALTH MANAGEMENT ADVISORY SERVICES LIMITED AS A PORTFOLIO MANAGER. WTM/TMN/IMD/ 217 /2004 Securities and […]
Sep 10, 2004 Orders : Orders of Chairman/Members CO/27/SRO/09/2004 SECURITIES AND EXCHANGE BOARD OF INDIA ORDER Under Section 11B and 11(4)(b) of Securities and Exchange Board of India Act, 1992 against Shri Krishna Hullatti ( alias) Hullatti Krishna B (alias) krishnaraj, […]
PRESS RELEASE August 26, 2004 PR No.196/2004 Direction issued against M/s. Delta Alliance Investments, Kolkata and its proprietor Ms. Santa Chakaraborty to cease and desist from acting as an unregistered Portfolio Manager Securities and Exchange Board of India […]
SECURITIES AND EXCHANGE BOARD OF INDIA ORDER IN THE MATTER OF APPLICATION BY MANGAL KESHAV SECURITIES LIMITED FOR REGISTRATION AS PORTFOLIO MANAGER WTMN/9/CFD/6/04 1.0 M/s. Mangal Keshav Securities Ltd. (hereinafter referred to as the applicant) is a company incorporated under […]
