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110 posts

20220915-1

BASL – Compliance Reporting by Investment Advisers for FY ended …

Consultation Paper on framework for platforms providing execution only services in direct plans for Mutual Funds

Consultation Paper on execution only platforms for Mutual Funds

IA MFD

Consultation Paper on framework for platforms providing execution only services …

20220718-1

Revised Process for seeking Membership from BSE Administration &Supervision Ltd. …

FAQ SEBI (Investment Advisers) Regulations, 2013

1. How are investment advisers regulated in India? The SEBI (Investment Advisers) Regulations, 2013 (“IA Regulations”) have been notified on January 21, 2013. The IA Regulations came into effect from April 21, 2013. The regulations specify conditions for registration, certification, […]

FAQs on SEBI (IA) Regulations

20220519-02