1. I am an MIRSD Intermediary (Direct). I am undergoing a change of shareholding. Do I need to take prior approval from SEBI? An MIRSD Intermediary (Direct) needs to first determine if the change in shareholding is resulting into change […]
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1. I do not wish to continue my business as a MIRSD Direct Intermediary. How should I surrender my registration? In order to start the process of surrender, a public notice regarding surrender of certificate of registration should be issued […]
1. I have a change in the data provided at the time of registration (including but limited to Directors, KMPs, Compliance Officer, change of address- principal place of business, correspondence address, change in shareholding not amounting to change of control, […]
1. My contact details have to be updated. How do I make the necessary changes. Kindly login to the SEBI Intermediary Portal (SI Portal). Click the settings icon on the right hand corner (Gear symbol) and select Change Contact Details. […]
1. I am a MIRSD Intermediary (Direct). How do I know the renewal fees amount to be paid? Kindly refer to Schedule II in ‘Intermediary-Specific’ Regulations available on the following link for the details on fees to be paid: https://www.sebi.gov.in/sebiweb/home/HomeAction.do?doListing=yes&sid=1& […]
1. I have recently undergone a change in name. How should I intimate SEBI to get a new certificate? Kindly log in to the SI Portal. In the post registration activities, select application type ‘Change in Name’. New certificate is […]